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Same Tune
Again!
Repetition and Framing in Letter from an Unknown Woman
By V.F. PERKINS
Towards the end of The Reckless Moment (Max Ophuls, 1949),
at a point when it seems the heroine's problems have been resolved,
there is a scene in a bar. The camera foregrounds an attractive
young woman, dissolute-looking and most likely drunk, as she leans
across a juke-box to berate the mechanism: "No, no, no, no!
Just play the same tune again. Same tune again!" This is in
the course of a rapid movement tracing Martin Donelly's (James Mason)
agitated quest, so the woman is held in the frame only for a moment
as he pauses. But the sound-track retains her words beyond the passing
of her image. "Same tune again!" marks a stage where what
seemed settled is about to be cast back into jeopardy, and Donnelly
is about to be given a reason to renew his efforts to be of service
to the heroine, along with the opportunity to resume their strange,
unacknowledged courtship.
An equivalent moment in Letter from an Unknown Woman comes
at the opera, with the repeated calls of "Second act. Curtain
going up" just when Stefan is about to re-enter Lisa's life
[*1]. In each case the device marks the shape of the story, marks
the story as being shaped and not just unwinding with the course
of events or the process of memory. Both devices articulate a relationship
between the pattern of the story and the pattern of the film. They
do this, in part, through their stress on things not starting but
starting again. They incorporate processes independent of the protagonists'
aims and actions - the mechanism of the juke-box, the conventions
of operatic performance - so as to invoke the routine quality of
the world's repetitions and the possibility of being habituated
or inured to its ways of going on going round.
These emphases are in permanent tension with another possibility,
that of the decisive, the crucial, where every moment may be the
one to be measured, and every step may count. Each of the characters
experiences time differently because for each of them any given
moment has its own, and their own, blend between the mundane and
the special. Emblematic here is the film's use of the idea of the
birthday as on the one hand an occasion that comes round year on
year, advancing us stealthily from cradle to grave, and on the other
as marking a beginning, or a new beginning. The film is at pains
to specify whether a repetition is acknowledged or ignored or vaguely
apprehended, and to discriminate between repetition lived as boredom
or servitude or disappointment and repetition embraced or desired
as renewal and affirmation.
Such shadings are not easy to achieve. They require both boldness
and delicacy. As a ground the film builds a careful discrimination
between its own processes and those in the lives and world of its
characters, insisting on its own ability both to observe and to
produce patterns of repetition and variation. Crucially the marked
returns to Stefan at various stages in his reading of Lisa's letter
pronounce the film's paragraphing of her story by making a formal
repetition out of what could be mere continuation, more of the same.
Once the film has established its devices - Joan Fontaine's narrating
voice as representing the words of Lisa's letter, the moves out
of and into focus as transitions from the reading present to the
recounted past - it uses them with freedom and refuses to be governed
by any simple understanding that would dictate a strict system of
equivalences. So the focus-blur that most often marks a move between
past and present, and is most often bridged by a resumption of narration,
can function also to make the ellipse that covers the birth of young
Stefan without any return to the moment of reading.
The challenge to the film is to arrive at order and comprehensibility
without falling into an impoverishing neatness. It is vital to its
effect that it should not solicit a literal reading of its devices,
and that it should arrive at a persuasive form while blocking any
coherent understanding of the relations between the words of the
letter, the speaking voice and the movie's images. No rational time-scale
or system of subjectivities holds the key elements in harmony. Lisa
cannot be reading the letter since Lisa is dead. Stefan cannot be
imagining the reading in Lisa's voice since he does not know who
sent it. The images we see are not explicable as projections of
the letter's content since we are so often shown events and transactions
of which Lisa was unaware. Of course a loose convention is in play,
one that allows us to understand the voice-over as speaking (some
of) the words of the letter, and the images as constituting an internal
movie that offers an independent version of the letter's events.
But Ophuls and Koch push very hard against the limits of this convention
and expose - where others would seek to naturalise - its artifice. |
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 Letter
from an Unknown Woman (1948). |
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A relevant contrast is with Brief Encounter
(David Lean/Noël Coward, 1945) and it would be interesting to know
how consciously it was a model for Ophuls and Koch. One could imagine
Ophuls, a director generous to the work of fellow artists, as an
admirer of the British film and one impressed - as so many were
- by its restraint and its refusal of glamour and gloss. Equally
it would be unsurprising to find that his artistic conscience was
affronted by the Lean film's mixture of schematism and inconsistency
in, for instance, its opportunistic use of Rachmaninov's music.
In Brief Encounter the flashback story is narrated by a voice
representing the unspoken thoughts of the Celia Johnson character
(Laura). The film stays carefully within the constraints of its
narrative premise until near its end but then makes one very large
deviation (in the scene that Billy Wilder claims as the inspiration
for The Apartment). Laura scurries away down the fire escape
when an assignation with her passionate friend Alec (Trevor Howard)
is interrupted by the surprise return of the apartment's owner.
We are then given a scene between the two men - the dialogue that
famously climaxes in "No, Alec - not angry - just disappointed".
The scene defies the logic of the flashbacks as Laura's memories
(which may be her fantasies). When it is finished we rejoin Laura;
her voice-over resumes to tell us that she spent the next three
hours wandering alone to overcome her humiliation and shame [*2].
Nothing has given her access to the men's exchange, and nothing
legitimises their scene as, say, a product of Laura's imagination.
Brief Encounter's mapping of viewpoint is insistently tidy,
with concealments at the start that have no other value than to
prepare the ground for clarifications at the end. The governing
contrivance jars against the film's unwillingness or inability to
sustain its narrative premise. Neatness without formal rigour reduces
to fussiness. Whether or not in reaction to Brief Encounter
Ophuls' strategy is just the reverse. Where Lean's Laura is silent
about the men's conversation, and the film is seemingly embarrassed
by the break in its narrative logic, Letter from an Unknown Woman
frequently and systematically displays the mismatch between conflicting
narrative assumptions, most particularly by stressing Lisa's absence
from, or obliviousness to, scenes and incidents pictured in the
flashbacks.
Much comment has for good reason centred on those elements that
undercut her enraptured view of the romance. Representative here
are Stefan's negotiations with the old couple who run the scenic
train in the Prater. Both times attention is drawn to Stefan's leaving
Lisa in the compartment and so leaving Lisa in ignorance of his
transaction. There is in each case a cut to the exterior of the
closed compartment, a cut emphatic in its refusal of the fluid continuity
that was at Ophuls' command. Then the camera tracks and pans with
Stefan so as to measure the length of his walk from the compartment
to the ticket kiosk when he goes to 'talk to the engineer'. Finally,
in each instance, after Stefan's return towards the compartment
the camera stays with the mechanics to detail the labour of illusion-making
in a process from which Stefan too is excluded.
This scene stays within the relatively easy convention whereby
the film, being bound to show more than a narrator can describe,
is also free to show us more of the world than the narrator could
have observed, and to point to the significance of aspects ignored
by the protagonists. The film's emphases can be more or less striking
in their divergence from those of the narrator - variables that
Ophuls keeps under finely nuanced control. The convention is stretched
to its limits perhaps in those moments where within the flashbacks
we are given sights which could have fallen within Lisa's consciousness
and which, if they had done so, would have required her to make
a response. The starkest instance of this comes when the married
Lisa, Frau Stauffer, is standing at the gates of Stefan's apartment.
In an abrupt break from the continuity that has carried us smoothly
to a close shot of Lisa from within the gates, the film cuts to
a long view of her from the far end of the street, and a rapid pan
reveals Johann Stauffer (Maurice Journet) at the window of his carriage
observing the action which is, for him, definitive of Lisa's infidelity.
If the continuity has shown Lisa to be revisiting the scenes of
her youth, through a process of sound and image that recalls earlier
passages, the break in the flow is equally emphatic that a married
woman in this society incurs radically changed consequences for
herself and her beloved when she attempts to renew the romantic
pursuits of an unattached young woman. Here, in a shot which is
all about seeing, being seen, and their opposites, it is vivid that
Lisa is unaware of her husband's presence.
It is in those devices that bear on the relationship between the
letter and the flashbacks that Ophuls and Koch are boldest in their
defiance of narrative logic. The design is, I take it, to ensure
that we cannot come to feel that there is a real world within the
fiction where Lisa's writing of the letter can merge with Stefan's
reading. Their coming together occurs only in and through the artifice
of the film. Beyond that we are blocked from giving them the responsibility
for the information and viewpoints that the film presents. Fictionality
extends from the story to the narrative method with the film's flaunting
of impossibility, at its most overt in the scene that depicts Lisa's
life once she has left Linz to make her own way in Vienna, and to
seek reunion with Stefan. As soon as we are taken into the dress
shop to find Lisa modelling garments for Madame Spitzer (Sonja Bryden)
Ophuls embarks on a swift delineation of its various spaces, levels
and barriers, emphasising the separation between areas in terms
of function and protocol as well as of space and structure. With
smoothness and economy he establishes a stage for Lisa's display
in relation to a range of back-stages and off-stages. Action and
camera movement then show the quest for privacy as an old lecher
in an officer's uniform crosses the room away from his wife to engage
in a sly consultation with Mme Spitzer, who is seated at her desk
on the other side of a railing at a level below Lisa's stage. More
could hardly be done to stress that theirs is an intimate and furtive
conversation as the officer, with his back turned from Lisa, hears
the disappointing news that "she is not like that... Every
evening as soon as the shutters are closed, off she goes - straight
home."
The next words are Lisa's, delivered in the narration: "Madame
Spitzer spoke the truth. I was not like the others... " The
lines are written to disturb our understanding. Lisa seems to have
heard the words that were so conspicuously withheld from her. But
if she could not have heard them then, where is she that she can
comment on them now? Boldness is balanced with delicacy in the achievement
of this impossible continuity. No words intervene between Mme Spitzer's
and Lisa's, but their lines are spaced by a dissolve through time
and a move from inside to out. A new action has begun with the women's
departure from work into the snow-strewn evening streets before
we hear Lisa's comment. Through his pacing Ophuls ensures that the
effect is not to explode the narrative into absurdity with a gag,
but subtly to position it beyond any real time and space.
We should ask ourselves what is performed by Joan Fontaine in her
delivery of the narration. She is not enacting the composition of
the letter; she does not pause or correct herself in the effort
to find the right words. Although she suggests at the start that
she may be dying her voice is not fevered or enfeebled. The film
does without one of Stefan Zweig's key literary effects, the adoption
of a stilted manner that displays the woman's straining after the
weight and depth that she wants her words to attain. In Zweig's
tale the letter opens with a blunt statement of the death of the
writer's child. Then the fact of it is obsessively restated so that
the whole account is governed by one mood of heartbreak at the edge
of hysteria. But in the film both the narration and the performance
vary their tone in response to the events immediately under description.
The moods of the words and of the voice carry the sense that Lisa
is speaking to Stefan, reliving the feelings and thoughts of the
moments as she retraces them. The fiction is almost of Lisa's seeing
the past now as Stefan reads about it, and offering her response
to its sights and statements - responding now, for instance,
to Mme Spitzer's description . So the impression of presence, of
an impossible presence, is reinforced.
The effect is reversed in Stefan's reading of the letter. At its
completion his mute servant John (Art Smith) does him the service
of writing down the name of Lisa Berndl. He responds to this as
if to new information. Yet the name has been extensively used throughout
the flashbacks. It could hardly be otherwise, one might think [*3].
But here too Letter from an Unknown Woman aggravates a difficulty
that other films would avoid. The first word spoken within the first
flashback is Lisa's name. It is not spoken but shouted, three times,
as Lisa's mother summons her indoors from her dreamy contemplation
of the delivery van with Stefan's 'beautiful things'. Thereafter
the name is frequently used, often with peremptory emphasis to command
Lisa's movement, notably right at the start of three of the four
major flashback sequences; in close juxtaposition, then, with Stefan's
reading image [*4]. It should at least trouble us to find Stefan
at the end still without the knowledge of Lisa's name that we seem
to have obtained through his reading.
We could understand the intention coherently as a design to maintain
the subjectivity of the narrative in the letter's text (where Lisa
is only - like the heroine in Rebecca - a nameless "I")
and to stress the independence of the much broader perspective taken
in the film's enactments: the film knows her name, though the letter
does not tell it. Yet we must understand the drama of the flashbacks
to be closely derived from the letter's account; its shape is determined
by Lisa's experience and we see nothing of Stefan's past life or
career (for instance in Milan or America or in the concert hall)
that does not immediately bear upon Lisa's story as Lisa has told
it.
It is, on the face of it, odder that the letter is unaddressed
than that it is unsigned. Lisa was never going to reach the end
of what she had to tell because she was never going, in the circumstances
of her writing, to arrive at the one point that could satisfy her:
Stefan's recognition. So her writing would stop only as her strength
failed, at the start of yet another "If only..."
At the opening there is no Dear Stefan to specify the you
in "By the time you read this letter I may be dead." There
is a play with the names here whereby the writer has omitted Stefan's
name and withheld her own, only for the film to have it shouted
by her mother on the break as narration yields to enactment in the
flashback that takes us to Lisa's girlhood. On this day - which
she speaks of as her birthday - Lisa's mother names her for us,
performing the introduction that Lisa consistently evades. One aspect
of the deadlock between Lisa and Stefan, reflecting their different
orientations to time and memory and hope, is that Lisa is unwilling
to sully the authenticity and spontaneity of Stefan's recognition
by identifying herself while Stefan in his narcissism wants to hear
his own name on Lisa's lips more than he wants to learn hers.
His "Who are you?" outside the opera is hardly a request
for her name. It is quite probable that he knows her as Stauffer's
wife. What would be involved in his remembering her name is a world
away from what it would mean to be told it.
Stefan would at last be preferring knowledge to mystery. His "Who
are you?" is not only "Where have I seen you before?"
but "Why does it matter?" He is asking Lisa to tell him
her role in his life - a question which it will take Lisa the whole
of her letter to define and which Lisa can present only from Lisa's
point of view. Stefan's "Who are you?" believes that the
answer on this woman's significance for him must come from outside
himself. It requires notions of perfection and romantic destiny
- "that one face among all others" - at least as powerful
as those that govern Lisa. (And it requires unattainability, which
means that Lisa's presenting herself as a married woman available
for seduction can only make her one of the "usual things".)
If Lisa neither addresses nor signs her letter, these functions
are performed for her - both of them - by John. In their essays
on Letter from an Unknown Woman Stanley Cavell and George
M. Wilson have drawn attention to his role as signatory, seeing
it as Ophuls' acknowledgement of authorship [*5]. But John's role
in recalling Lisa's name - effectively, for Stefan, giving her a
name - continues his role as the bearer of her letter (which can
also be seen as his delivery of the screenplay). When Stefan arrives
home at the start of the film he is intending to make a quick departure
from Vienna to avoid a duel. He has given his orders and is walking
away, almost out of shot, when John summons him back into the corridor
with a touch (as if to remind him of something he has forgotten)
and goes to fetch a silver salver on which the letter sits unopened.
Making the delivery of the letter an interruption in Stefan's movement
and a reversal of its direction anticipates the pattern of his encounters
with Lisa. The action of fetching and offering the letter is elaborated
to stress John's role as intermediary. This elaboration stands in
contrast with the absence of attention to the writing on the envelope,
and is a stylistic decision in line with the definition of the letter
as an object that sits unattended in the hallway, waiting for Stefan.
It is placed near the centre of the frame and given quite a glow
by Franz Planer's lighting. Among the rejected options were to have
the letter delivered after Stefan's return, to have it offered to
him as one of several (Zweig's way), or to have him find it on his
desk without John's aid.
The transmission of the letter allows for a strengthening of John's
part in the palindromic patterns of the film's start and finish.
Palindrome is a special case of repetition and variation where the
elements of the first part are repeated in reverse order in the
second so that the approach to the end is also a return to the start.
The clear reversal of the opening image in the closing one, as the
departing carriages mirror Stefan's arrival, articulates the framing
of Lisa's story by Stefan's. Matched sets of gestures, immediately
before and straight after Stefan's reading of the letter, help to
mark the palindromic pattern because the gestures are more striking
and less in the flow of the action than, say, John's holding the
door open for Stefan at the start and closing it on him at the end.
I refer to the gestures in which Stefan attends to his eyes. Having
thrown the letter onto his desk, Stefan pinches the corners of his
eyes in a gesture of tiredness; he then walks to the bathroom, removing
the letter from its packet, and sluices his eyes with water at the
washstand. At that moment his attention is caught by the letter's
first statement. A close-up of the writing is answered by a close-up
of Stefan, his face wet with beads of water. He picks up the letter
and takes a towel to dab at the drops as he goes to begin his reading.
At the close of the final flashback, Stefan completes his reading
on Lisa's last "If only...", and we move from the letter's
end page to a close shot of Stefan, tracking in to glimpse the tears
in his eyes. Then in the wake of the fragmentary, misted images
that suggest his effort to grasp a memory of Lisa - scenes from
the past that haunt but that cannot be held - we see in close-up
the gesture that Stanley Cavell takes as the starting-point for
his discussion: "his response... is to cover his eyes with
the out-spread fingers of both hands in a melodramatic gesture of
horror and exhaustion" [*6]
My suggestion is that both the tears and the blocking of the eyes
have been anticipated palindromically in the imagery of the opening.
I want to avoid imposing on the film a more precise patterning
than that offered by Ophuls. An inventory of sights and sounds in
the opening and closing sequences would yield more unmatched than
matched elements. (Strict palindrome could only be absurd in a fiction
movie.) But there is a sufficiently pronounced matching in the content
and order of some major moments to give a suggestion of palindrome.
The effect is to lend weight to the containment of Lisa's story
within Stefan's, and so to balance our sense of Lisa's letter as
the frame within which the events of the past are accessed. Viewpoint
is important in Stefan's reading as well as in Lisa's writing. (If
we share Stefan's reading, learning about the past at the same time
as he does and within similar limits, our involvement is of a different
order since only Stefan is reading, perhaps seeing, himself within
Lisa's account and is experiencing its impact both as a revision
of his life-story and as a challenge to his memory.)
A major distinction between Stefan's story and Lisa's - against
Lisa's desire to insist that the two stories are one - is that Stefan's
story is ongoing and unresolved whereas Lisa's is at an end. Hence
the emphasis on the delivery of Lisa's letter as a sealed packet
of a certain bulk and weight. It is from another place. It is the
past; there is no more to come. So Stefan's reading is of a narrative
already concluded. There was an evident opportunity, refused by
the film, to develop the symmetry in the framing of Lisa's tale.
When Stefan started to read, and the voice of Joan Fontaine repeated
the opening sentences, we could have been taken to Lisa as she began
to write the letter in the hospital, adding another layer to the
flashback sequence. That would have naturalised the use of the voice
(which many filmmakers would have thought useful) at the cost of
bringing the moment of Lisa's narrative into a present and uniting
it with the moment of Stefan's reading. The film's 'irrational'
procedure prevents these moments from merging and allows them to
approach one another only in the letter's end at Lisa's death, imaged
in the black blot that halted her script. The new discovery here,
revising the sense of the sealed packet, is that the letter's story
is not complete. It is instead no more than over, because the reading
is finished though the writing could not be.
There is a significant advantage in the refusal to balance the
flashback structure, showing us the end of the writing but not its
beginning: the film can present Lisa's life in strict chronology,
taking her by stages from her "second birthday" to her
maturity and death. That makes it less difficult for Joan Fontaine
to convince us as the schoolgirl Lisa of the early sequences [*7].
The corresponding problem for Louis Jourdan is eased by delaying
his appearance in each of the flashback sections so that he is not
immediately juxtaposed with his reading image. Still, the alternation
is eloquent: we see various stages of Stefan's life in relation
to the recurrent framing image of the middle-aged roué. The alternation
in Stefan's image, as against the steady development of Lisa's,
gives formal expression to the dissonance between their stories
and their attitudes.
Whereas the structure of the flashbacks would tend to depict Stefan's
life as a series of incidents in Lisa's, the framing scenes insist
on his having immediate and urgent predicaments of his own. To observe
symmetries here as elsewhere is not to resolve the question of their
function and effect, since patterning can serve both to create or
reinforce order and to give the emphasis of contrast to the unmatched
aspects. |
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The opening shot instructs us on the relationship
between the stylistic patterns created by the film and the events
portrayed within its world. In "Vienna About 1900" the
horse-drawn carriage is driven towards the camera through the rain
of a gaslit street. The shot displays the precision of its framing,
since it turns out that the camera, panning to hold the vehicle
in view, is in place to approach the side window as it comes to
a halt, neatly encompassing a centred view of the occupants and
of Stefan's head when he dismounts, within the further frame of
the farside window.The convergence of the camera's view with the
carriage's point of arrest holds the movements of the fictional
Vienna within an elegantly ordered continuity. Not everything, though,
fits within its pattern. The film is telling a story that it knows.
It is not telling a story about automata. As the carriage approaches
from the distance, a running figure enters the frame from the left
foreground, a man with an umbrella hurrying away down the street
to avoid the rain. The direction of his movement counters the flow
of the shot to sketch a world that proceeds in indifference to the
motions and concerns of this telling. He is placed at the
start of the film as an emblem of the ordinary. The figure prepares
an immediate contrast with Stefan whose bearing is of one who does
not greatly care whether he lives or dies; he stands shamefaced
in the rain, avoiding the gaze of his companions [*8] but doing
nothing to propel their conversation to a close while the water
streams from the brim of his top hat as if from a gutter.
At the end the rain has cleared so that although the street is
still wet with puddles the scene looks and sounds quite different.
The elements of style do not determine for us, though, how we shall
balance the significance of the completion of the film's opening
image against that of change in key aspects of tone: the disappearance
of the rain, the replacement of darkness by dawning light. Louis
Jourdan's bearing is eloquent that Stefan faces death in better
spirit than he faced running off and living on. But how far his
vision has cleared and how far he has been drawn into a delusion
- a "romantic nonsense" that colludes with the morbid
rituals of the duel - these are questions that the film is concerned
not to resolve.
Ophuls unites precision of form with openness to possibility rather
than making it serve the definition of a thesis. His precision shows
in the preparation of the material that will be the subject of repetition,
variation or inversion in the film's development. The boldness of
presence and the strength of shape given to the repeated features
determines whereabout the later references fall on a scale between
faint allusion and bold statement. In a film so concerned with the
significance of memory it is appropriate that the eloquence of its
effects should depend on its capacity to stir our recall, with varying
degrees of definition, of moments and patterns that we have seen
before. One danger - that Brief Encounter seems to me not
to avoid - is that the material being set up for repetition will
be inert on its first presentation.
These are the considerations that I want to hold in mind in revisiting
a pair of shots that has already received extensive discussion -
the matched camera movements over the staircase as first the adolescent
Lisa watches Stefan's return from a night on the town in the company
of a giggling mistress and then, years later, as he is seen to lead
Lisa herself up the same stairs. Much comment has dwelt, appropriately,
on the removal of Lisa's watching presence. The sense is that she
has entered as a dream something which on her earlier witnessing
of it had more the force of a nightmare, and that she is oblivious
to the particular aspects of repetition that are so strongly presented
to us. |
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Strength in the repetition partly depends on the
boldness with which the image is shaped in its first instance. Since
very many of the film's images involve the staircase, the structure
that is to be particularly invoked in repetition needs to be highly
distinctive. Its extremities are marked at the left by the gaslit
globes of the hallway chandelier - an unusual sight because we are
looking down into the jets of flame - and at the right by the expanse
of bare wall that shields Lisa. The lines of the composition take
added force from the curved patterns of metalwork and shadow constructed
from the steel banisters.The extraordinary nature of the camera
movement is determined by the effort to encompass the action on
the staircase while keeping Lisa continuously in frame in the foreground,
and showing her attempts to go on seeing without being seen. That
produces the twisting camera movement, pivoted over Lisa's head
at the right as she shrinks back against the wall of the stairwell.
It also produces a pattern of repeated appearance and disappearance
in the figures on the staircase. We see them enter from the vestibule;
they go out of sight as they approach the stairs. They re-emerge
as they reach the top and pause near the landing, only to disappear
again behind the wall that masks the approach to Stefan's door.
Their invisibility is stressed by the sound of furtive giggles and
whispers at the bottom of the stairs and at the top by renewed giggling
and the rattle as Stefan fumbles with his door-key.
The main features of this image, including the pattern of appearance
and disappearance at the bottom of the stairs, are duplicated in
the second instance. The repetition is pronounced because the cut
to the overhead view is much more shocking as it has become a cut
from exterior to interior, from a close view to a distant one, and
because it is no longer in continuity with Lisa's waiting and watching
by the landing. The position and movement of the camera lack the
motivation that justified their contortions in the earlier instance
since there is no longer a foreground figure to be held in frame.
The crane out over the stairwell has become more vertiginous now
that it is not shadowing the viewpoint of a human observer. |
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Lisa watches Stefan return from a night
on the town in the company of a giggling mistress.
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The visual repetition is cued by repetition on the
sound track. The closing of the outer gates and of the hall door
are sounds bracketting the familiar exchange that begins with 'Who
is it?' from the concierge (Otto Waldis). After these reminders,
however, the pattern of sound is crucial to a radical change of
tone and the sense of difference between this occasion and the one
that its images repeat. When Lisa and Stefan go out of view at the
bottom of the stairs the emptiness of the image is matched by their
silence; their soft, slow footfall is quite unlike the frivolous
clatter and chatter we heard before. Then the suggestion was of
tipsiness, and of an awareness of behaving disreputably. Those tones
were amplified by the styleless flounces and frills of the woman's
white gown and headdress and by the way that Stefan, in searching
for his key, was encumbered by his evening dress, awkward in his
management of a bulky cloak, his top hat and gloves. At the top
of the stairs the haste in his leading of the woman, almost pulling
her and hardly giving her a glance, together with his fumbling to
remove his hat as they approach his door,carried the feeling (within
the terms available in 1947) of his eagerness to get out of his
clothes. Everything had a clumsy physicality. Since the event had
a context for us only in Lisa's life, and none in the lives of Stefan
or his woman, we saw his partner distantly as a nameless stranger
- truly an unknown woman. She had the identity only of a floozie.
That has all changed in the repeated shot. It comes as the culmination
not of Lisa's watching and waiting but of her, shall we say, courtship
of Stefan. All that was sordid has become sacramental. There is
no rush. The movements have a solemn, considerate grace. Lisa's
hesitation at the top of the stairs is grave rather than coy, a
moment of commitment with no demand to be coaxed. Her dress and
hat are in undecorated black with a chaste simplicity of line. Stefan's
clothing too has been softened and simplified so that clumsy urgency
may be the more visibly replaced by attentiveness.
And noise has given way to music. The Ziehrer waltz played by the
bandswomen and then by Stefan in the Prater ballroom ("Wiener
Mad'ln") has been sustained on the sound track to become the
fragrantly romantic accompaniment to this ascent. The calm and quiet
of the sequence from ballroom and carriage to staircase stand in
place of any moment of invitation or persuasion. We know that the
return with Stefan is a matter of unspoken agreement, of desires
mutually acknowledged from the outset.
So the assertion of similarity is put in tension with the sense
of transformation.
We know that Lisa longs to give herself to Stefan. We do not know
how fully she recognises the role of appetite and the body in this
sacrament, or whether she recognises anything that unites her with
Stefan's, and the film's, other women. "I wanted," she
will later write, "to be one woman... who asked you for nothing."
The purposes of her ascent would, then, from her own viewpoint
be utterly unlike those involved in Stefan's routines of pleasure.
Here it becomes relevant to consider the culminations of the staircase
shots and their sharp differences.
When Stefan and his woman disappeared from view for the second
time they did so behind a flat, blank expanse of whitewashed wall
at screen right that censored their activity. The shot was held
while sound filled the blankness with suggestions of the flighty
and illicit. Lisa was fixed near the centre of the frame but we
could not see what, apart from her exclusion, the sounds meant to
her. At the start we could see that she was watching; at the end
we could not tell if she was listening.
In the reprise the pattern of appearance and disappearance is repeated,
but the shot changes as soon as Stefan and Lisa go out of sight
for the second time.We cut to the inside of Stefan's apartment for
the couple's entrance and Lisa's immediate surrender to Stefan's
embrace. There is a direct sense in which this action fills in the
earlier blankness, so it is doubly striking that it yields straightaway
to blankness reasserted. The conventional kiss fade-out is followed
at the fade-in by an image of remarkable emptiness, reinforced by
the disappearance of music. It turns out that we are looking at
closed draperies sealing off an area of the dress-shop, but indecipherable
silence is what we first encounter.
In the pattern of repetition and variation the emptiness here replaces
the extended diminuendo in which the disillusioned Lisa had made
her lonely way back down the stairs, the camera holding its position
until she had exited at the bottom of the frame: "And so there
was nothing left for me. I went to Linz." That was the point
at which music came in, as an expression of anguished disappointment.
When this shot is repeated it comes again in strikingly abbreviated
form. It cuts off at the point where, earlier, it had developed
as a sorrowing reflection on Stefan's infidelity. We may see frustration
replaced by fulfilment. But it is an equal part of the pattern that
an extended assessment of events is replaced by silence.
Staircase One [*9] was embedded in one of the letter's most extended,
almost garrulous passages of commentary in which the words spoken
by Lisa became something close to an interior monologue accompanying
her exploration of the now empty rooms of the home she had had to
leave. It was part of a lengthy passage in which the only significant,
dramatically salient, words were those of the commentary that culminated
in the first return to the present and Stefan's reading image on
"You who have always lived so freely... " The shot's vital
context, then, included its context in Lisa's reflections.
Such a context is entirely absent from Staircase Two. In the sequences
depicting the love affair the commentary tails off at the moment
when Stefan is at last about to notice Lisa waiting in the snow
outside the apartment building. It yields to the music of the street
singers here [*10], and it does not return until Stefan's departure
for Milan and the letter's thoughts about his promise to return
in two weeks: "How little you knew yourself. That train was
taking you out of my life." It is as if Lisa is overflowing
with words to express disappointment and regret. She can never come
to the end of "If only..." But she has nothing to say
about fulfilment [*11]. We may choose to understand her speechlessness
as an expression of the sense that rapture is beyond words. But
it is one of the functions of the pattern of repetition and reversal
to open up other ways of responding.
Lisa's silence goes with the absence of her witnessing foreground
presence. It is a silence about her place in the stream of Stefan's
lovers as well as about the consummation of her passion. We may
relate it to her presentation of her first disillusionment. What
had Lisa learned from the sight of Stefan's mistress to persuade
her that there was "nothing left for me"? She already
knew that many of his friends - most of them - were women. Staircase
One already condensed some significant repetitions, of the staircase
itself as the central emblem of the routines of Stefan's life, of
Lisa's overhead view of adult sexuality (when she emerged at the
top of the stairs to surprise her mother in embrace with Herr Kastner)
and of Lisa's spying from above on Stefan's nocturnal activity.
This last was in continuity with the instances of the illicit (stealing,
hiding) in Lisa's appropriation of Stefan's music into her fantasies
when "though [because?] you didn't know it, you were giving
me some of the happiest hours of my life." Happiness in fantasy
prepares the misery of disillusion not because Lisa finds out that
Stefan is a sexual being, but because his timing is catastrophic
for her. The perfection of Lisa's romantic fantasy required Stefan
to be ready for her at precisely the moment when she was ready for
him, ready "to throw myself at your feet, and cling to you
and never leave you." For Lisa, as for Stefan, the pursuit
of perfection means a life defined by disappointment.
What is it that encourages me to talk of the absence of commentary
on the scenes of romantic fulfilment as Lisa's silence? We have
to understand that the events of the past, insofar as Stefan is
told of them, are recounted in the text of the letter. "Night
after night I returned to the same spot, but you never noticed me
until one evening..." This must be a sentence that continues
in the letter, whose continuation the film has replaced with images.
Sensibly, then, Lisa is not silent about the events of Staircase
Two - only unheard. But here I want to return to my start. Ophuls
and Koch devised a form that baffles the attempt at a sensible reading.
My argument is that the intention, and certainly the effect, was
to create an unstable set of frames so that while a story is told,
with events whose occurrence is not to be doubted, the definition
of their significance is never pursued at the cost of suggestion.
The film's lucidity is a lucidity in presenting ranges of possibility,
through what it can omit to specify as well as through what it can
show.
The refusal to confine flashback and voice-over within a coherent
convention gave the film access to the metaphorical possibilities
of these devices, allowing the passages of speech and silence, explicitness
and reticence, to register expressively. At the same time there
was a partial submission to limitations of viewpoint that seemed
to assign Lisa a role in determining what was to be seen of her
life and of Stefan's, so that opportunities were created for veiling
motivations and for leaving thoughts, feelings and attitudes open
to speculation. For instance when Stefan comes to the photographs
that Lisa has enclosed to stand as his son's biography, it is clear
that he is moved by these glimpses of a child he will never meet;
his use of a magnifying glass speaks of a hunger for knowledge that
the snapshots cannot satisfy. But nothing tells us how far Stefan
attends to Lisa's presence in one of these images. And when Lisa
tells of her marriage and says that Stefan knows who her husband
is, we are without guidance about the extent of Stefan's appreciation
that this letter is from that woman whose husband has challenged
him to a duel - the woman who, we shall shortly discover, came calling
a few days ago after an encounter at the Opera.
The masking of Stefan within Lisa's viewpoints is particularly
powerful in Staircase Two, for Stefan's attitude here is perhaps
the most crucial issue in our sense of what is being repeated and
what has been transformed. We are shown that Lisa could be
seen as just one in the succession of Stefan's women. We are not
told whether Stefan sees her in that way. As a result we are given
no hint about what Stefan's response might have been if Lisa had
been able to seek him out with the news of her pregnancy after his
return from Milan.
Stefan's leaving is able to be read by Lisa as a confirmation of
her prophecy (in the Prater ballroom, when Stefan had asked for
her promise) "I won't be the one to vanish." This terrible
form of words predicted betrayal while recognising itself only as
a loving vow of fidelity. Unacknowledged in the letter, but confirmed
by what we see as clearly as the repetition in Staircase Two, is
that Lisa is each time the one who vanishes - to Linz, into the
charity hospital, and away in flight from the final sad encounter.
Stefan's reaction to the last disappearance is withheld from us,
and is something to which Lisa gives no apparent thought, but it
is an issue brought to mind by the reaction that we do see - the
servant John's witnessing her departure as she crosses him on the
stairs.
The patterns of revelation and masking enabled by the film's structure
allow Lisa to speak as if her actions and inactions are perfectly
explained by her love for Stefan and his son. Other possibilities
are built into the picture's fabric but not enforced, for instance
an element of revenge in Lisa's presentation of the photographs
of young Stefan and her reflections on the happiness he brought
her. It becomes a possibility too, but not a dogmatic assertion,
that Lisa's Ideal was by her definition a man who would disappoint
her, and that Stefan's Ideal was by his definition a woman he would
never find. Ophuls and Koch discovered a form that avoided sentimentality
while negotiating the danger of a merely cynical denial of romance
- one that would only have sneered at yearnings for love and transcendence.
The film's unique blending of strength of pattern with openness
results in our being shown the failures of Lisa's vision and of
Stefan's without being made complacent about the perfection our
own.
* * *
Reprinted from CineAction! no. 52 by permission of V.F. Perkins
and Susan Morrison of CineAction! |
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The visual repetition: Stefan returns
to his apartment with Lisa.
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Notes
1] There's also, more elliptically, "We'll revisit
the scenes of our youth".
2] In the course of this sequence there occurs an image
which does seem to be taken up by Ophuls in the parallel
passage after the married Lisa's flight from Stefan's
apartment. An overhead shot that sees Laura walking
to a park bench beneath the statuary of a war memorial
finds an echo (minus some grotesquely phallic elements)
in Ophuls' high-angle on Lisa as she walks across a
deserted square beneath a fountain. The prominence of
railway scenes in Letter from an Unknown Woman
might also be thought to owe something to Lean's film.
The shooting script envisaged a scene in that crucial
Brief Encounter setting, the station buffet,
when Lisa has seen her son onto the train but has not
yet made the move to set out in search of Stefan (Wexman
and Hollinger, ed., 'Letter from an Unknown Woman'
Max Ophuls, director, Rutgers U.P., 1986, p 148.)
3] Wrongly, but understandably - since it is so easy
to underestimate the inventiveness of filmmakers.
4] It is not used in the same way at the start of the
final flashback. By then, Lisa has become Frau Stauffer;
she has that name because "you know who my husband
is".
5] Stanley Cavell, Contesting Tears, University
of Chicago Press, 1996 p109;
George M Wilson, Narration in Light, Johns Hopkins
University Press,1986, p125.
6] Cavell, 1996, p81
7] Ophuls' brilliance of craft shows in the way he
gives us our first sight of Lisa, dwarfing the actress's
height by framing her face at the bottom of the window
through which she gazes into the removals van.
8] And attempting to manage a cigarette. This opening
shot establishes smoking as a motif. Throughout the
dialogue the foreground of the image is dominated by
the white-gloved hand in which the one of Stefan's friends
nearest the camera holds a cigarette. Thereafter few
of the men of the film are without something to smoke
in their hands or in their mouths. (John the manservant
and Lisa's young Lieutenant in Linz are the notable
exceptions.) Cigarettes recur through the film as emblems
of enslavement and unfulfilled appetite. At the start
Stefan is a chain smoker. By the end he seems to have
found something to displace the habit. It is possible
that the smoking motif was Ophuls's way of implicating
himself with the men of the film and specially with
Stefan. To judge from photographs Ophuls was quite a
smoker and according to a number of reports he was quite
a womaniser.
9] I am adopting 'Staircase One' and 'Staircase Two'
to identify the first and second of the repeated pair
because it would be a distorting inaccuracy to describe
them as the first and second of the staircase shots.
It is a vital fact that Staircase One is already the
repetition of a familiar setting.
10] For the record, their song is 'Nur für Natur' from
the operetta 'Der Lustige Krieg' (The Merry War) by
Johann Strauss II - worth specifying in order to correct
a misunderstanding propounded by Virginia Wright Wexman
and taken up by Susan M. White in her book 'The Cinema
of Max Ophuls' (Columbia U.P., 1995), that the film
'contains not a single word of German'. Both writers
give a lot of weight to this strange assertion. The
film presents a riotous patchwork of languages and accents,
and it incorporates plenty of German words. There may
be food for thought in the choice of a German word for
fire - 'brand' - as the surname for Lisa's Stefan.
11] Of course it would have been a formidable task
to find something for her to say that would not have
caused an explosion at the Breen Office, but Ophuls
and Koch were equal to formidable tasks. |
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